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Sleep onset

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Title: Sleep onset  
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Sleep onset

Sleep onset is the transition from wakefulness into sleep. Sleep onset usually transmits into non-rapid eye movement sleep (NREM sleep) but under certain circumstances (e.g. narcolepsy) it is possible to transmit from wakefulness directly into rapid eye movement sleep (REM sleep).


  • History 1
  • Physiological overview 2
  • Neural circuit 3
  • References 4
  • See also 5


During the 1920s an obscure disorder that caused encephalitis and attacked the part of the brain that regulates sleep influenced Europe and North America. Although the virus that caused this disorder was never identified, the psychiatrist and neurologist Constantin von Economo decided to study this disease and identified a key component in the sleep-wake regulation. He identified the pathways that regulated wakefulness and sleep onset by studying the parts of the brain that were affected by the disease and the consequences it had on the circadian rhythm. He stated that the pathways that regulated sleep onset are located between the brain stem and the basal forebrain. His discoveries were not appreciated until the last two decades of the 20th century when the pathways of sleep onset were found to reside in the exact place that Constantin von Economo stated.[1]

Physiological overview

Sleep electrophysiological measurements can be made by attaching electrodes to the scalp to measure the electroencephalogram (EEG) and to the chin to monitor muscle activity, recorded as the electromyogram (EMG). Electrodes attached around the eyes monitor eye movements, recoded as the electro-oculogram (EOG).[2]

Von Economo, in his studies, noticed that lesions in the connection between the midbrain and the diencephalon caused prolonged sleepiness and therefore proposed the idea of an ascending arousal system. During the past few decades major ascending pathways have been discovered with located neurons and respective locus coeruleus, dorsal and median raphe nuclei, ventral periaqueductal grey matter, and tuberomammillary nucleus. Each group produces a different neurotransmitter. The neurons in the locus coeruleus produce noradrenaline, as fore the neurons in the dorsal and median raphe nuclei, ventral periaqueductal grey matter, and tuberomammillary nucleus produce serotonin, dopamine and histamine respectively. They then project onto the hypothalamic peptidergic neurons, which contain melanin-concentrated hormones or orexin, and basal forebrain neurons which contain GABA and acetylcholine. These neurons then project onto the cerebral cortex. It has also been discovered that lesions to this part of the brain cause prolonged sleep or may produce coma.[1][3][4][5]

The sleep cycle is normally defined in stages. When an individual first begins to sleep, stage 1 is entered, marked by the presence of some theta activity, which indicates that the firing of neurons in the neocortex is becoming more synchronized, as well as alpha wave activity (smooth electrical activity of 8–12 Hz recorded from the brain, generally associated with a state of relaxation). This stage is a transition between sleep and wakefulness. An individual's eyelids will from time to time slowly open and close and their eyes will roll upward and downward. Before one reaches sound sleep, stage 2 is entered. The EEG during this phase is normally irregular, but contains periods of theta activity, sleep spindles, and K complexes. Sleep spindles are short bursts of waves of 12–14 Hz that occur between two and five times a minute during states 1-4 of sleep. They appear to play a role in memory consolidation, and increased number of sleep spindles are correlated with increased scores on tests of intelligence. K complexes are sudden, sharp waveforms, which, unlike sleep spindles, are usually found only during stage 2 of sleep. They spontaneously occur at the rate of approximately one per minute, but often can be triggered by unexpected noises. It has been found that K complexes consist of isolated periods of inhibition. They appear to be the precursor of delta waves, also known as slow wave sleep, which appear during the deepest levels of sleep. Both these stages are classified as non-REM sleep.[2]

Neural circuit

Sleep onset is finally induced by sleep-promoting neurons, located in the ventrolateral preoptic nucleus (VLPO). The sleep-promoting neurons are believed to project GABA type A and galanin, two known inhibitory neurotransmitters, to arousal-promoting neurons, such as histaminergic, serotonergic, orexinergic, noradrenergic, and cholinergic neurons (neurons mentioned above). Levels of acetylcholine, norepinepherine, serotonin, and histamine decrease with the onset of sleep, for they are all wakefulness promoting neurotransmitters.[2] Therefore it is believed that the activation of sleep-promoting neurons causes the inhibition of arousal-promoting neurons, which leads to sleep. Evidence has shown that during the sleep-wake cycle, sleep-promoting neurons and the arousal-promoting neurons have reciprocal discharges, and that during NREM sleep, GABA receptors increase in the arousal-promoting neurons. This had led some to believe that the increase of GABA receptors in the arousal-promoting neurons is another pathway of inducing sleep.[1][3][4][5]

Specifically, Adenosine is known as the sleep promoting nucleoside neuromodulator. Astrocytes maintain a small stock of nutrients in the form of glycogen. in times of increased brain activity, such as during the day time, this glycogen is converted into fuel for neurons; thus, prolonged wakefulness causes a decrease in the level of glycogen in the brain. a fall in the level of glycogen causes an increase in the level of extracellular adenosine, which has an inhibitory effect in neural activity. this accumulation of adenosine serves as the sleep-promoting substance. Additionally, the production of the neurotransmitter acetylcholine increases in the hippocampus as sleep continues, and also increases in the cortex until REM sleep is reached.[2]

The majority of sleep neurons are located in the ventrolateral preoptic area (vlPOA). These sleep neurons are silent until an individual shows a transition from waking to sleep.[6] The sleep neurons in the preoptic area receive inhibitory inputs from some of the same regions they inhibit, including the tubermammillary nucleus, raphe nuclei, and locus coeruleus.[7] Thus, they are inhibited by histamine, serotonin, and norepinepherine. this mutual inhibition may provide the basis fore establishing periods of sleep and waking. A reciprocal inhibition also characterizes an electronic circuit known as the flip-flop. A flip-flop can assume one of two states, usually referred to as on or off. Thus, either the sleep neurons are active and inhibit the wakefulness neurons, or the wakefulness neurons are active to inhibit the sleep neurons, Because these regions are mutually inhibitory, it is impossible for neurons in both sets of regions to be active at the same time. This flip-flop switches from one state to another quickly, however can be unstable.[8]


  1. ^ a b c Saper, C.B.; Scammell, T.E.; Lu, J. (2005). "Hypothalamic regulation of sleep and circadian rhythms". Nature 437 (7063): 1257–1264.  
  2. ^ a b c d Carlson, Neil (2013). Physiology of Behavior. University of Massachusetts, Amherst: Pearson. p. 744.  
  3. ^ a b Zhi-Li Haung, Yoshihiro Urade and Osamu Hayaishi (2009). "Prostanglan and adenosine in the regulation of sleep and wakefulness". Journal of Physiology 437: 7:33–38. 
  4. ^ a b McGinty, D; Szymusiak, R (2008). "Hypothalamic regulation of sleep and arousal". Frontiers In Bioscience: A Journal And Virtual Library 8: 1257–1264. 
  5. ^ a b Gallopin, T; Luppi, PH; Cauli, B; Urade, Y; Rossier, J; Hayaishi, O; Lambolez, B; Fort, P (2005). "The endogenous somnogen adenosine excites a subset of sleep-promoting neurons via A2A receptors in the ventrolateral preoptic nucleus". Neuroscience [Neuroscience] 134 (4): 1377–90.  
  6. ^ Takahashi, K; JS Lin; K Sakai (June 16, 2009). "Characterization and mapping of sleep-waking specific neurons in the basal forebrain and preoptic hypothalamus in mice". PubMed 161 (1): 269–292.  
  7. ^ Chou, TC; AA Bjorkum; SE Gaus; J Lu (2002). "Afferents to the Ventrolateral Preoptic Nucleus". The Journal of Neuroscience 22 (3): 977–990. 
  8. ^ Saper, CB; TC Chou; TE Scammell (2001). "The sleep twitch: Hypothalamic control of sleep and wakefulness". Trends in Neuroscience 24 (12): 726–731.  

See also

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