Securities and Exchange Commission

By Peterson, Jill M.

Book Id: WPLBN0000212121
Format Type: PDF eBook:
File Size: 0.1 MB
Reproduction Date: 2008

Title:	Securities and Exchange Commission
Author:	Peterson, Jill M.
Volume:
Language:	English
Subject:	Government publications, Legislation., Government Printing Office (U.S.)
Collections:	Government Library Collection
Historic Publication Date:
Publisher:	Government Printing Office


Citation APA MLA Chicago M. Peterso, B. J. (n.d.). Securities and Exchange Commission. Retrieved from http://www.gutenberg.cc/

Excerpt
Excerpt: October 20, 2004. On July 8, 2004, the National Association of Securities Dealers, Inc. (‘‘NASD’’), through its subsidiary, The Nasdaq Stock Market, Inc. (‘‘Nasdaq’’), filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’)1 and Rule 19b–4 there under, a proposed rule change to amend NASD Rule 4350 and related Interpretive Material to set forth specific time frames within which non- U.S. issuers must disclose any waivers of their codes of conduct for directors or executive officers. On August 23, 2004, Nasdaq filed Amendment No. 1 to the proposed rule change. The proposed rule change, as amended, was published for comment in the Federal Register on September 1, 2004. The Commission received no comments on the proposal.

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